David Romagosa
MSFS, ChFC, CLU,CFP®, AIF®, CFS

Partner

Dave entered the financial services business in 1969 after graduating from the University of Louisiana, Lafayette. He received his Master of Science in Financial Services degree (MSFS) from the American College in Bryn Mawr, Pennsylvania. 

He also holds the designations of Charted Life Underwriter (CLU), Chartered Financial Consultant (ChFC), Certified Fund Specialist (CFS), Life Underwriter Training Council Fellow (LUTCF), Accredited Investment Fiduciary® (or AIF®) and Certified Financial Planner™ (CFP®). 

Dave is registered to offer investment products and services to residents of Louisiana, Texas, California, Mississippi, Delaware, Arkansas, Massachusetts, Georgia, Florida, Alabama, Connecticut, New York, Oklahoma, Oregon, Tennessee, Virginia, Colorado, Utah, and South Carolina. 

He holds memberships in the Society of Financial Service Professionals (past president), the Acadiana Estate Planning Council, and the American College Gold Key Society. Dave is an LPL Registered Representative, LPL Investment Advisor Representative and LPL Registered Principal, offering securities and advisory services through LPL Financial, a registered investment advisor, member FINRA/SIPC. 

He has served on the boards of the Boys & Girls Clubs of Acadiana and the Hospice of Acadiana. He has been a member of the Adjunct Faculty of the University of Louisiana, Lafayette since 2002, where he has taught a senior-level course in Employee Benefits. 

Dave and his wife, Mary, have 4 children and 5 grandchildren.

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TEAM MEMBERS

Joseph D. Altic
Managing Partner

Andrew J. Ruzicka
Operations Director

Karey Pheney
Branch Operations Manager

Daniel Bagot
Client Relationship Manager

Daniel Helmer
Operations Manager

Andy Hayes
Director of Business Development & Marketing

Frank Lindwedel
Wealth Manager Assistant

Emily Altic
Marketing Manager

Arnold Schmale
Branch Operation Manager

Andrew Gaber
Wealth Manager

Brandy Goodnow
Retirement Plan Consultant

Ken Stansbury
LPL Financial Advisor

Eli Ramirez
LPL Financial Advisor

Mary Shirer Romagosa
Client Services Associate

Stephen Hardey
LPL Registered Administrative Assistant

Eliza Aguayo
Client Service Specialist

James Dupuis
LPL Registered Representative